Volume 44 Number 1 2007
Pages 33 — 42
Chair rise strategies in older adults with functional limitations
Donna Moxley Scarborough, MS, PT;1-2* Chris A. McGibbon, PhD;1-3 David E. Krebs, DPT, PhD1-21Department of Orthopedics, Biomotion Laboratory, Massachusetts General Hospital (MGH), Boston, MA; 2MGH Institute of Health Professions, Boston, MA; 3Institute of Biomedical Engineering, University of New Brunswick,
Fredericton, NB, CanadaAbstract — Studies investigating chair rise (CR) strategies in older adults, including the identification of CR strategies in the clinical setting, are limited. We identified biomechanical differences between CR strategies performed by older adults. The "healthy" momentum transfer (MT), the exaggerated trunk flexion (ETF), and the dominant vertical rise (DVR) CR strategies were observed in 29 women and 17 men (64-88 yr) with functional limitations. The DVR strategy required the greatest knee torque (mean = 12.76 moment-% body weight). Maximum knee torque occurred significantly earlier for the ETF strategy (mean = 47% CR time). Lift-off time was earliest for the ETF strategy (mean = 32% CR time). Peak trunk flexion was the primary distinguishing biomechanical measure for classifying CR strategy. This finding may offer clinicians an easy method of identifying CR strategies during evaluation. Because of DVR and ETF movement timing and torque demands, we conclude that MT is the safest and most preferable CR strategy.Key words: chair rise, dominant vertical rise, exaggerated trunk flexion, functional limitations, momentum transfer, movement strategy, older adults, peak trunk flexion, rehabilitation, sit-to-stand.
Abbreviations: 3-D = three-dimensional, A-P = anteroposterior, COG = center of gravity, CR = chair rise, DVR = dominant vertical rise, ETF = exaggerated trunk flexion, LED = light-emitting diode, MGH = Massachusetts General Hospital, MT = momentum transfer.*Address all correspondence to Donna Moxley Scarborough, MS, PT, Clinical Research Project Manager/Research Physical Therapist; Harris Orthopedic Biomechanics and Biomaterials Laboratory, Massachusetts General Hospital, 55 Fruit Street, GRJ 1125, Boston, MA 02114; 617-724-5103; fax: 617-726-3883.
Email: email@example.comDOI: 10.1682/JRRD.2005.08.0134INTRODUCTION
The ability to rise safely from a chair is a key component of functional mobility. However, many older adults have difficulty rising from a chair successfully [1-2]. Tinetti et al. reported a high occurrence of falls during sit-to-stand among older adults . Safe transition from static sitting to upright standing requires adequate motor control and dynamic stability. Upper-body movement, lower-limb strength, and coordination of segment momentum generation not only contribute to the success of sit-to-stand but also define the movement strategy used to attain the standing position [3-11]. Most clinicians focus primarily on the chair rise (CR) success or failure outcome. Focus on the process of attaining the upright position has been limited. Clinicians could improve treatment plans for CR mobility among older adults if, based on identifying an observed movement strategy, they could determine which components of motor control are likely impaired. This study identifies the differences between CR strategies of older adults with functional limitations.
CR in nondisabled younger and older adults has been studied during unconstrained conditions, where arm movement for assistance and free positioning on the seat are allowed [6,10,12], as well as during various constrained CR conditions [3-5,7,11,13-15]. These studies suggest that during the momentum transfer (MT) CR strategy, the upper-body transfers forward momentum to vertical momentum and continued forward momentum when the person lifts the buttocks off the chair ("lift off") [3-4]. The MT strategy appears as a smooth movement, with simultaneous back and knee extension after lift off . Schenkman et al. and Hughes and Schenkman described another CR strategy, the stabilization strategy, used by older adults with functional limitations, in which they flex the trunk to place the center of mass over the feet before lifting off the seat. In this strategy, lift off from the seat is accomplished without assistance from vertical momentum [3-4]. This strategy is also referred to as the exaggerated trunk flexion (ETF) strategy, based on the excessive trunk flexion that is observed during the majority of the CR . The dominant vertical rise (DVR) strategy involves limited trunk motion and rising is predominantly in the vertical direction . The MT strategy, however, has generally been recognized as the ideal and most efficient strategy performed by nondisabled persons of all ages [3-5,7,13-14].
Our objectives were to characterize the biomechanical differences between CR strategies. To our knowledge, how the ETF and the DVR CR strategies differ from the MT strategy has not been analyzed biomechanically. Based on previous studies, we developed and expanded upon several hypotheses [3-5,7,11]: (1) biomechanical factors discriminate CR strategies; (2) the ratio of peak upper-body anterior momentum to peak upper-body vertical momentum will be closest to 1.0 for persons in the MT strategy group; (3) because of the apparent efficient use of momentum and the observed simultaneous knee and back extension during the MT strategy, people in the MT strategy group will demonstrate smaller knee-torque values than people using DVR or ETF strategies; and (4) people using the ETF strategy will take longer to complete CR than people using the MT strategy. Understanding how CR strategies differ will provide the basis for investigating why people may use one strategy versus another. Ultimately, this knowledge of older adults' CR strategies may lead to improved treatment recommendations for functional training of the CR activity.METHODSSubjects
We screened 95 community-dwelling older adults with self-reported functional limitations who were participants in a home-based strengthening study. Detailed biomechanical CR analysis was conducted with the chair height set at 100 percent of each individual's knee height [16-17]. Subjects were classified as having a functional limitation and included if they reported limitations on one or more of the nine physical functioning items (excluding the vigorous activity item) on the 36-item Short Form [16-17]. Subjects were excluded if they had a diagnosis of active terminal disease or progressive disease with fluctuating symptoms that could have impeded their safety or ability to consistently participate in the study (Table 1). Each subject determined which diagnosis was the primary cause for his or her current functional limitations. This primary diagnosis is reported for all subjects. Each subject agreed to participate in the study and signed a written consent. This research was approved by the Massachusetts General Hospital (MGH) Institutional Review Board.
Table 1.Subject diagnosis and functional limitation characteristics. Variable Momentum Transfer
(n = 16)
Exaggerated Trunk Flexion
(n = 16)
Dominant Vertical Rise
(n = 14)
Primary Diagnosis Angina, asthma, CAD, COPD, diffuse arthritis, emphysema, general deconditioning, herniated disk, HX lung cancer (TX completed, in remission), HX polio, low back pain, sciatica, total knee replacement. Asthma, diabetes, diffuse arthritis, diffuse weakness, general deconditioning, herniated disk, right foot drop, sciatica, shortness of breath, stroke. Angina, COPD, diffuse arthritis, general deconditioning, gout, herniated disk, HX lung cancer (TX completed, in remi-ssion), low back pain, osteo-arthritis hips/knees, pseudogout, rotator cuff injury. Diagnosis Classification* (n) Cardiopulmonary 7 2 3 Neuromuscular 1 2 0 Musculoskeletal 8 12 9 Systemic Conditioning 0 0 2 Functional Limitation† Mean 7.4 5.3 5.5 Mode 11 4 2 Minimum 1 1 2 Maximum 11 14 15 *Diagnosis classification based on system involvement.
†Based on 36-item Short Form physical activity items that determine functional limitations. Total based on sum of 9 activities. Scores based on answers to questions about health limits, ability to perform listed activity: 0 = never limited, 1 = limited somewhat, 2 = limited a lot.
CAD = coronary artery disease, COPD = chronic obstructive pulmonary disorder, HX = history, TX = treatment.Biomechanical Testing
Kinematic and kinetic data acquisition is described in detail elsewhere [18-21]. The instrumentation included two Kistler piezoelectric force plates (Kistler Instruments, Winterthur, Switzerland), four Selspot II™ optoelectronic cameras (Selective Electronics, Partille, Sweden), and 64 infrared light-emitting diodes (LEDs). Three to five infrared LEDs, embedded in rigid plastic discs, were securely attached to 11 body segments (right and left feet, shanks, thighs, and arms; and the pelvis, trunk, and head), and 6 degree-of-freedom kinematics of the 11 body segments, with resolution of <1° and <1 mm, were generated . A three-dimensional (3-D) android model of the subject as well as calculations of the dependent variables were generated by the SuperTrack software developed at the Biomotion Laboratory, MGH, Boston, Massachusetts.
A backless, armless, firm chair was adjusted for each individual to the height of the medial tibial plateau (knee height). Each subject was seated with the greater trochanters 4 cm from the seat's front edge with ankles in 18° dorsiflexion and bare feet 10 cm apart . The instructions given to each subject were "Rise up from the chair as you normally would; once standing, stand as still as possible until told to relax." Each subject performed one practice trial and two test trials. CR trials were considered successful when the subjects maintained the requested foot position and their arms remained folded throughout the 7-second data collection trial without requiring assistance from the tester. The second CR test trial was used for data analysis. The CR time was calculated as the time from start of movement through end of rise. The time at which forward upper-body momentum began, i.e., became >0, defined the start of movement [7,11]. End of rise was defined as the time at which the whole body center of gravity (COG) reached its highest vertical position . In addition, we defined the time of lift off from the chair as the time at which the thigh segment moved 2° upward from its original position . We analyzed maximum trunk flexion (relative to room coordinates), kinetic energy (1/2 MV2, where M = [constant] mass and V = COG translational velocity resultant of all 3 dimensions) at the time of lift off, and maximum hip and knee torques  between lift off and end of rise. The timing in percent CR time of lift off, maximum upper-body vertical and anteroposterior (A-P) linear momentum, maximum kinetic energy, maximum trunk flexion, and maximum hip and knee torque values (normalized to body weight) were also compared across the three strategies.Chair Rise Strategy Classification
The three CR strategies were defined based on the observation of the 3-D android representation of each subject during CR (Figure 1) . One investigator (with >15 years experience) classified all the subjects' CR strategies based on the following definitions . The MT strategy is defined as upper-body flexion during lift off and continuing through the initiation of knee extension, with smooth transition to simultaneous back and knee extension . The ETF strategy, also referred to as the stabilization strategy [3-4], is defined as ETF prior to lift off, frequently followed by further trunk flexion. This excessive trunk flexion places the COG over the feet during lift off, which results in delayed trunk extension during final transition to the erect posture . The DVR strategy is defined as cessation of forward trunk flexion immediately at lift off and followed by dominant vertical COG displacement and knee-hip extension , with trunk extension movement delayed until after knee-hip extension is completed. Based on these CR classifications , we discovered that most of the subjects used the MT strategy. Of the 95 subjects able to independently perform CR at 100 percent knee height, 14 subjects performed the DVR strategy and 16 subjects the ETF strategy. Therefore, we used a consecutive sample, by order of visit to the laboratory, of the first 16 subjects who performed the MT strategy to form a similar group size, which resulted in a total sample of 46 subjects (Table 2).
Table 2.Subject characteristics (N = 46) according to chair rise strategy (mean ± standard deviation unless otherwise noted). Variable Momentum Transfer Exaggerated Trunk Flexion Dominant Vertical
Total Age (yr) 75.34 ± 7.32 74.02 ± 6.66 75.59 ± 5.62 74.95 ± 6.50 Height (m) 1.61 ± 0.09 1.69 ± 0.15 1.65 ± 0.10 1.65 ± 0.12 Weight (kg) 68.72 ± 16.97 71.62 ± 13.88 71.53 ± 7.85 70.58 ± 13.41 Body Mass Index 26.39 ± 5.31 26.37 ± 4.81 26.28 ± 2.95 26.35 ± 4.43 Sex (n) Female 10 11 8 29 Male 6 5 6 17
To determine if clusters based on biomechanical data could be identified, we performed a K-means cluster analysis of the following biomechanical CR measures: knee-extension torque, hip-extension torque, and trunk flexion. Then we correlated the clusters with the observed strategies and the best cluster was defined as that which best correlated (Spearman's rank-order correlation coefficient) with the observed strategy group.
We then used a one-way analysis of variance to compare the biomechanical variables across the groups based on the cluster analysis, a < 0.05. We used post hoc Bonferroni tests, where appropriate, to investigate differences across strategy groups. A chi-square crosstabs analysis based on diagnosis group versus strategy group was performed. We used a Kruskal-Wallis analysis to compare the functional limitation scores across the three CR strategy groups. Statistical Package for the Social Sciences, version 8 (SPSS, Inc, Chicago, Illinois) was used for all analyses.RESULTS
No difference in age existed between the three strategy groups (Table 2). The approximate 2:1 ratio of female to male subjects in this study was distributed evenly across the three strategy groups (Table 2). Subject height, weight, and body mass index values were not different between the three strategy groups (Table 2). No significant association between diagnosis and strategy group existed (p = 0.25). No differences were noted across the three CR strategy groups for self-reported functional limitations scores (p = 0.13).
Maximum trunk flexion (relative to the room) was different across strategy groups; peak trunk flexion was greatest for the ETF group followed by the MT group and then the DVR group (Table 3). Trunk flexion was the key variable that resulted in the most consistent cluster analysis grouping relative to the observed strategy groups. The trunk-flexion values for CR strategy classifications based on the cluster analysis can be found in Table 4. Spearman's rank-order correlation coefficient between original CR strategy groupings and the trunk flexion CR groupings from the cluster analysis was notable (rs = 0.41, p = 0.004).
Table 3.Comparison of kinetics and kinematics and their timing within chair rise (CR) time and across CR strategies (mean ± standard deviation). Variable Momentum Transfer Exaggerated Trunk
Max Trunk Flexion* (°) 45.71 ± 5.78 58.11 ± 7.86 34.88 ± 7.36 KE at Lift Off (J) 3.79 ± 2.28 4.80 ± 3.60 4.72 ± 1.88 Max A-P Linear Momentum [(kg/s)/kg - BW] 0.38 ± 0.11 0.43 ± 0.19 0.37 ± 0.004 Max Vertical Linear Momentum [(kg/s)/kg - BW] 0.35 ± 0.17 0.33 ± 0.20 0.28 ± 0.005 Ratio Max A-P:Max Vertical Linear Momentum 1.17 ± 0.23 1.46 ± 0.45 1.36 ± 0.30 CR Time Max Trunk Flexion (%) 60.11 ± 6.31 56.11 ± 8.75 59.80 ± 8.82 CR Time Lift Off † (%) 39.39 ± 7.20 31.78 ± 10.39 39.06 ± 9.63 CR Time Max KE† (%) 66.44 ± 13.41 46.59 ± 19.13 61.12 ± 18.60 CR Time Max A-P Linear Momentum (%) 43.77 ± 6.09 37.85 ± 9.82 43.09 ± 9.18 CR Time Max Vertical Linear Momentum (%) 72.46 ± 8.67 65.22 ± 9.54 71.06 ± 10.49 *Analysis of variance across strategies, p < 0.001.
†Analysis of variance across strategies, p < 0.05.
A-P = anteroposterior, BW = body weight, KE = kinetic energy, Max = maximum.
Table 4.Cluster analysis results of chair rise strategy groupings, based on degrees of trunk flexion (relative to room). Trunk Flexion (°) Momentum
Mean ± SD 51.00 ± 3.76 64.00 ± 4.57 35.00 ± 5.37 Range 43-57 59-70 24-42 SD = standard deviation.
Torque and momentum data also differed between the CR strategies. Maximum knee-torque values differed significantly across the three CR strategy groups (p = 0.003) (Figure 2). The average maximum knee torque was lower for the ETF group than the MT group, followed by the DVR group, with the largest difference between the ETF and DVR groups (p = 0.003). No difference was noted in average maximum hip torque across strategies (p = 0.07) (Figure 2).
The times at which maximum knee torques occurred were different across the three strategy groups (p = 0.02), with the greatest difference between the ETF and DVR strategy groups (p = 0.04) (Figure 3). However, no differences were noted in the time at which maximum hip torque occurred among strategies. The timing of peak trunk flexion did not differ across strategy groups (Table 3).
No differences were found across strategy groups for maximum A-P linear momentum (p = 0.15) or vertical linear momentum (p = 0.51) (Table 3). The difference in the ratio of maximum A-P to maximum vertical linear momentum (maximum A-P:maximum vertical linear momentum) across the three strategy groups was not significant (p = 0.06) (Table 3). No differences were found across strategy groups in maximum kinetic energy at the time of lift off (p = 0.95) or CR time (p = 0.08) (Figure 4), but the time at which maximum kinetic energy occurred relative to CR time was significantly different (p = 0.008) (Table 3). The MT strategy group generated the peak kinetic energy later in the CR than the ETF strategy group (p = 0.007). The mean time of lift off as a percent of the CR time was earliest for the ETF strategy group (p = 0.04) (Table 3). No difference was noted in the time at which maximum A-P linear momentum occurred across the CR strategy groups (p = 0.11) or in the time at which maximum vertical linear momentum occurred (p = 0.09) (Table 3). The people in the ETF strategy group performed CR slower than those in the MT strategy group (Figure 4).
To help older adults who have difficulty rising from a chair, clinicians may offer a variety of instructions including, "move forward, then up," "lean or bend your body forward, bend more, then push up," and "push straight up." These suggestions may or may not result in the desired successful CR, but they do reflect the three observed CR strategies in our study sample. The key biomechanical components we found to identify the three strategies were maximum trunk flexion, maximum knee torque, the time at which maximum kinetic energy occurred, the time of lift off, and the time at which maximum knee torque occurred as percent of CR time. These findings support our hypotheses.
The cluster analysis revealed three distinct groupings of subjects based on the degree of trunk flexion (relative to the room), which correlated with the three original observed CR strategy groups. This result suggests that observing trunk flexion during CR could allow clinicians to identify which CR strategy an individual is performing.
The MT strategy observed most commonly in nondisabled younger and older adults has been believed to be the most efficient and preferred CR strategy; MT was also most prevalent in our initial sample of older adults [3-4,7]. We hypothesized that the MT strategy group would use anterior and vertical momentum to facilitate a movement pattern that requires lower knee- and hip-torque values and less kinetic energy than the other strategies. The MT strategy group demonstrated simultaneous hip and trunk extension, which resulted in a smooth transitional pattern of movement. Within the MT strategy, the anterior and vertical linear momentum peak magnitude values were similar (Table 3). However, our second hypothesis was not supported: the difference in the ratio of anterior to vertical linear momentum across the three strategies was not statistically significant. Based on our analysis, the MT group appeared to efficiently transfer anterior momentum into vertical momentum, as the descriptive group name implies. The portion of CR after lift off, in which whole-body vertical rise occurs during DVR and ETF strategies, is not facilitated by MT. The ETF and DVR strategies have less anterior momentum of the trunk at the time of lift off, which limits the transfer of anterior to vertical momentum. The point of initial vertical rise is not efficiently fueled during the DVR and ETF strategies.
Therefore, the upward momentum must be generated by the lower-limb and back muscles. The DVR strategy group demonstrated greater knee torque than the ETF group. The MT strategy group generated knee-torque values between the ranges of the DVR and ETF groups. The ETF group used anterior momentum to help attain excessive trunk flexion; however, this limited the vertical momentum generated at lift off. The substantial degree of trunk flexion during the ETF strategy is maintained as the legs perform the vertical rise. Minimal-to-absent simultaneous trunk and hip extension exists, which limits the subject's ability to generate anterior to vertical MT. The ETF strategy requires that the back-extensor muscles act as primary movers in trunk extension. The DVR group exhibited the greatest knee torques, apparently due to decreased anterior trunk flexion and limited anterior to vertical MT. Thus, an increased reliance exists on lower-limb muscle-force output for performing the DVR CR. These biomechanical findings identify the key factors that create the observable differences in the smooth movement performance of the MT CR strategy versus the other CR strategies.
Our fourth hypothesis was supported; ETF imposes longer CR times than MT. Our analysis included the timing of specific events during CR, in addition to the total CR time. The timing of maximum kinetic energy was different across the three strategies. The ETF group developed maximum kinetic energy earlier than the other strategies and at approximately the same time as peak knee and hip torques. This ETF effect is probably due to the minimal transfer of anterior to vertical momentum and the increased reliance on initial force generated by the lower limbs for the CR. The MT and DVR groups developed peak kinetic energy later in the CR time, after peak trunk flexion and prior to peak vertical momentum. The timing of lift off occurred earlier in the ETF group than the MT group. The ETF group moves the trunk excessively forward to essentially "roll" the buttocks upward, clearing the seat quicker, which results in an earlier lift-off time than the other strategies . As shown in Figure 1, this lifting motion occurs before the active vertical rise. This likely places the person in the transition phase where he or she is not being supported by the chair or in a stable 2-point upright position for longer than the other strategies. Therefore, the ETF strategy, while appearing to provide stability by focusing on moving the COG over the base of support, may actually have a destabilizing effect. As hypothesized, the ETF strategy group performed CR slower than the other strategy groups, probably because of the earlier lift off. The ETF and DVR strategies do not incorporate an optimally coordinated use of trunk and hip-extensor movement or momentum that facilitate CR. Therefore, our data support the theory that both the ETF and the DVR strategies are more physically demanding methods of CR compared with MT.
A previous investigation on failed sit-to-stand trials, when subjects initiate CR and then sit back down (also referred to as a "sitback") or take a step, provides further insight into CR strategies . Older adults who evinced a sitback or step failure did not generate momentum in the appropriate direction ; thus, people using DVR would be more likely than those using MT to encounter a sitback failure, because the DVR group places their COG posterior to the ankle joint throughout the majority of CR time. Perhaps older adults in the DVR strategy group are fearful that they may fall or become dizzy if they bend their trunk forward and place their head over their feet. The ETF strategy would also likely cause either a sitback failure if at lift off, adequate vertical momentum is not generated or a step failure if anterior momentum is laterally misdirected. Future studies investigating the strategy being performed during a failed CR may support these explanatory hypotheses.
The similar distribution of age, height, weight, sex, and functional limitation scores cannot explain the variation in CR strategy in our sample of older adults. The amount of functional limitation each subject reported within CR strategy group and the specific type of functional limitation did not explain the differences in strategies performed. Similarly, the distribution of primary diagnosis does not offer an explanation of the performance of different strategies. Prior published data from this study group did not find that quadriceps strength output values correlated with CR strategy performance . The MT CR strategy may be a learned activity. The subject's ability to generate and dampen momentum and move body segments simultaneously during the MT strategy requires that the neuromuscular system provide continuous feedback, which allows for adaptation when needed. Perhaps, degeneration within the neuromuscular control systems accounts for altering movement strategies during CR. The question, "Why do some older adults perform the DVR or ETF CR strategies instead of the MT?" remains for continued investigation. Future investigations of movement patterns may find subjects' leg-muscle force, joint range of motion, visual perception, proprioception, and vestibular input  useful in better understanding the variations of movement strategies during well-learned tasks such as CR.
A future study observing older adults performing CR is warranted to validate the use of trunk flexion as a method of classifying CR strategy. The classification of CR strategy was determined by an experienced physical therapist. However, at this time, we have not (nor has anyone to our knowledge) tested the intra- or interrater reliability of observed CR classification. We do suggest this as an important consideration for future studies. Classifying CR strategy with a standardized chair-seat height, starting posture, and foot position, as in this study, may be a useful movement assessment tool for clinicians. Developing physical therapy interventions to help patients implement a desirable CR movement strategy is also highly warranted. Future analysis of CR movement strategies may reveal areas of strengths and deficits in motor control among patients with impairments and functional limitations.CONCLUSIONS
Several biomechanical measures discriminate among CR strategies. Peak trunk flexion during CR is the most prominent measure that differentiated the strategies and may be a clinically observable biomechanical measure that could be used to identify CR strategies. Because DVR and ETF strategies impose extra movement timing and torque demands, we conclude that MT is the safest and most preferable CR strategy.ACKNOWLEDGMENTS
We acknowledge the cooperation and assistance of the staff at the New England Research Institutes, Watertown, Massachusetts, and the Roybal Center for Enhancement of Late Life Function of Boston University, Strong for Life project, Boston, Massachusetts. We also acknowledge the assistance of the staff at the MGH Biomotion Laboratory, Boston, Massachusetts, and in particular, Jose V. Ramirez, MD; Charmaine Officer, PT, MS; and Dhara Kothari, PT, MS, for assistance in data analysis.
Donna Moxley Scarborough, MS, PT, is former Assistant Clinical Director of the MGH Biomotion Laboratory. Currently, she is a Clinical Research Project Manager and Research Physical Therapist at the Harris Orthopedic Biomechanics and Biomaterials Laboratory, MGH, Boston, Massachusetts.
This material was based on work supported by the National Institutes of Health (grants R01AG12561 and P50AG11669-03) and the Arthritis Foundation.
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